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Municipal Securities Rulemaking Board
Results: 1131

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121	National Examination Risk Alert: "Pay-to-Play Prohibitions for Brokers, Dealers and Municipal Securities Dealers under MSRB Rules Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-08-31 10:30:34 Financial regulation Self-regulatory organizations Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Act Securities Exchange Act Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
122	THE COUNCIL OF STATE GOVERNMENTS RESOLUTION ON PANDEMIC FLU PREPAREDNESS WHEREAS, influenza pandemics occurred three times in the previous century, and history suggests that the United States will face at least one pande Add to Reading List Source URL: knowledgecenter.csg.org Language: English - Date: 2015-01-23 08:10:57 West Virginia Emergency management Joe Manchin Municipal bond Credit rating agency Security Politics of the United States State governments of the United States Council of State Governments Municipal Securities Rulemaking Board Resolution
123	PRESS RELEASE Daniel Keating Joins BAM as Senior Managing Director, Municipal Markets NEW YORK, October 27, 2014 – Daniel Keating, a veteran leader in the municipal bond market, will join Build America Mutual as Senio Add to Reading List Source URL: buildamerica.com Language: English - Date: 2014-10-27 10:49:45 Bond insurance Municipal Securities Rulemaking Board Municipal bond Bond Financial market Issuer Finance Financial economics Economics Fixed income market
124	Investor Advisory Committee Meeting Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 11:10:37 Late-2000s financial crisis Corporate crime U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Municipal Securities Rulemaking Board Economy of the United States Business Self-regulatory organizations United States securities law Financial regulation
125	Microsoft Word - Compliance Officer Add to Reading List Source URL: www.in.gov Language: English - Date: 2015-01-09 12:22:17 Electronic Municipal Market Access Municipal Securities Rulemaking Board Indiana
126	How the Three Pillars of the MSRB’s Mission Contribute to 40 Years of Protecting the Public Interest 40TH Add to Reading List Source URL: www.msrb.org Language: English - Date: 2015-01-12 12:41:29 U.S. Securities and Exchange Commission Economics Municipal bond Government Business Securities market Bond Investor Protection and Securities Reform Act Self-regulatory organizations Municipal Securities Rulemaking Board Electronic Municipal Market Access
127	Comment Letter to MSRB from SEC Investor Advocate Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-21 10:32:11 Financial regulation Financial economics Finance Municipal Securities Rulemaking Board Short selling U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Electronic Municipal Market Access Security United States securities law Self-regulatory organizations Business
128	SECURITIES AND EXCHANGE COMMISSION [Release No. PA-52; File No. S7[removed]Privacy Act of 1974: Systems of Records. AGENCY: Securities and Exchange Commission. ACTION: Notice to revise two existing systems of records. SUM Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-11-19 12:26:26 73rd United States Congress United States Securities and Exchange Commission Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Securities regulation in the United States Municipal Securities Rulemaking Board United States securities law Government Financial regulation
129	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2014 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-16 06:03:52 Finance Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission
130	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 16, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-16 06:03:13 Finance Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission

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